Hong Kong Securities Service Fees and Charges
Scrip Handling and Settlement-Related Services
Nominee Services and Corporate Actions
Other Services
Account Overdue Interest
Information Service

Hong Kong Securities Service Fees and Charges

Hong Kong Securities Service Fees and Charges Charges (%) Minimum Charge Maximum Charge
Non-Electronic Brokerage Commission (Hotline, Manual Trading) 0.25 HK$100
Electronic Brokerage Commission (Online, Mobile App) 0.15 HK$100
Stamp Duty 0.13 HK$1
Transaction Levy 0.0027
Transaction Fee 0.005
CCASS Fee 0.005 HK$5
  • Above commission rate is applicable to our company’s direct clients only. For AE clients, commission rate is negotiable with their AE. Commission is negotiable for bulk transaction.

  • Charging scheme calculates commission separately for every partial or fully executed trade on the same share. Unlimited Combine Trade.

  • Minimum Charges for Stamp Duty is HKD1

  • Odd lot orders shall be placed by phone

  • Our company does not provide any purchase and sale of eligible Italian stock and derivatives listed in Hong Kong

Scrip Handling and Settlement-Related Services

Scrip Handling and Settlement-Related Services Charges (%) Minimum Charge Maximum Charge
Transfer Deed for Physical Scrip Deposit HK$5 per lot HK$5
Withdrawal of Physical Share HK$5 per lot HK$50 per product
Settlement Instruction by CCASS (SI) HK$5 per lot HK$50 per product HK$300 (negotiable)
Investor Settlement Instruction by CCASS (ISI) HK$5 per lot HK$50 per product HK$300 (negotiable)
Stock Custody Fee Starting from 0.03% for
Total market capitalization
HK$100
B/S Note 0.25% per contract 0.1%
Stamp Duty per contract
+ HK$500 handling fee
HK$500
  • Deposit from SI/ISI: Waive

  • Stock Custody Fee will be calculated on the total market capitalization of last trading day quarterly

  • The charge of odd lot is the same as one lot

Nominee Services and Corporate Actions

Nominee Services and Corporate Actions Charges Minimum Charge Maximum Charge
Scrip Fee For Book Close HK$2 per lot
Collection Fee of Cash Dividend 0.2% per Dividend received HK$30
Collection Fee of Scrip Dividend 0.2% per Market Value of Stock HK$30
Action Fee for Rights / Callable Bull/ Warrants Exercise 0.25% (Amount of stock options exercised or being exercised) HK$30
Takeover Bid/ Privatization 0.25% (Amount of stock options exercised or being exercised) HK$30
Corporate Action Charges HK$2 per lot HK$30
Excess Rights Application HK$100 per lot HK$100
Administration fee on authorization of representative attending Annual General Meeting HK$100 per lot HK$100
Collection Fee of Annual Report HK$100 per lot HK$100
  • No minimum charge will be applied when the dividend is insufficient to settle the minimum fee.

  • No minimum charge will be applied when the remaining Call price for Callable Bull / Bear Contracts or Warrant are insufficient to settle the minimum fee.

  • The charge of odd lot is the same as one lot

Other Services

Other Services Charges Minimum Charge Maximum Charge
Handling Charge for Non EIPO Shares Subscription with Cash HK$100 per lot HK$100
Handling Charge for IPO Margin Financing HK$100 per lot + Financing Interest
Handling Charge for Claiming Unclaimed Benefits Entitlement 1% for Claimed Entitlement HK$300
Mandatory Share Repurchase 0.25% On Gross Amount +HK$300
Request for Statement HK$20 per statement HK$100
Request for Dormant Account Confirmation HK$200 per statement HK$200
Replacement of Lost Delivery Order HK$100 per lot HK$100
Audit Confirmation (Applicable to Corporate Account) HK$200 per Account HK$200
Bank Transfer HK$200 per transaction HK$200
Telegraphic Transfe (T/T) Bank Charge + HK$200
  • Waive Handling Charge for Non EIPO Shares Subscription

  • All Handling Charge and Margin interest are non-refundable even cancellation of listing or No Allotment

  • The charge of odd lot is the same as one lot

Account Overdue Interest

Account Overdue Interest Financial Charges (Interest Rate in % p.a.) Remarks
Margin Account Overdue Interest Prime Rate + 5% up
Prime Rate + 6.5% up
Overdue amount within the marginable value
Overdue amount beyond the marginable value
Cash Account and Custodian Account Overdue Interest Prime Rate + 8.5% up Current Prime Rate = 5.25%
  • Calculated on the basis of a 365-day year
  • Negotiable rates for large amount financing.
  • Prime rate refers to the HKD best lending rate from time to time quoted by Bank, subject to fluctuations.

Information Service

Information Service Charge Remarks
AASTOCKS – International Edition HK$420 First monthly charge will be paid in advance for Deposit application or Real-Time Online Quote cancellation
AASTOCKS – Mainland China Edition HK$330 First monthly charge will be paid in advance for Deposit application or Real-Time Online Quote cancellation
  • Customer is required to apply our service on or before the 25th of each month. Service period less than one month will be charged on a full month basis and will be debited from client’s account in advance at the beginning of each month